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ABOUT BOARD AND FRAUD

BoardAndFraud is a blog that attempts to bring a practical approach to issues facing the board of directors and the audit committee – I strive to be a value architect!  Specifically, in the areas of governance, risk management, compliance, and internal audit, with a strong focus on fraud, ethics, and internal controls. However, no topic is undiscussable!

Permission and Attribution

This publication contains general information only and is based on the experiences and research of the author. The author is not, by means of this publication, rendering business, legal advice, tax advice, or other professional advice or services. This publication is not a substitute for such professional advice or services, nor should it be used as a basis for any decision or action that may affect your business. Before making any decision or taking any action that may affect your business, you should consult a qualified professional advisor. The author, his firm, their affiliates, and all related entities shall not be responsible for any loss sustained by any person or entity that relies on this publication. The Author gives his permission to link, post, distribute, or reference this article for any lawful purpose, provided attribution is made to the author. The author can be reached at jtmarkscpa@gmail.com

ABOUT THE AUTHOR

I specialize in global and complex corporate investigations (White Collar Crime) and other investigations. I have 30+ years of experience working closely with clients, their board, audit committee, senior management, internal audit, compliance, legal & outside law firm on global/domestic fraud, misconduct, cyber incidents, bribery, money laundering, whistleblower, & retaliation matters & when appropriate conducting an investigation (10A, books & records, cross-border, FCPA, regulatory etc.), then determine economic damages, perform root cause analysis, develop remedial procedures, & design/enhance governance, global risk management, & compliance systems along with internal controls & policies & procedures, & monitoring tactics to mitigate future potential issues. I also testify when called upon.

I have deep expertise in accounting (GAAP), auditing (GAAS/PCAOB) & SEC matters. I have worked with companies, their auditors, management, & regulators on highly-technical issues.

I am skilled in SEC reporting, registrations, & compliance with the Securities Act of 1933, the Exchange Act of 1934, the False Claims Act (FCA) the Racketeer Influenced & Corrupt Organizations Act (RICO), the Foreign Corrupt Practices Act (FCPA), the Sarbanes-Oxley Act (SOx), California Notice of Security Breach Act, Dodd-Frank, & the UK’s Bribery Act (UKBA).

I’ve been in the role of chief audit executive and compliance coordinator & built/enhanced internal audit and compliance programs, conducted financial, operational, & regulatory due diligence for mergers, acquisitions, & 3rd parties.

I’ve educated & advised some of the world’s largest companies & organizations.

  • CPA in NY, NJ, PA, DC, & FL*
  • Certified In Financial Forensics
  • Certified Information Tech Professional
  • Chartered Global Management
  • Accountant
  • Certified Fraud Examiner
  • IIA QA Certified
  • Reid & Ekman trained
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Jonathan T. Marks, CPA, CFF, CFE

Partner, Firm Practice Leader - Global Fraud & Forensic Investigations, Compliance, & Integrity Services

Communication and work product may be privileged and confidential.

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