Investigations – Jonathan T. Marks CPA, CFF, CFE

Compliance Thought Leaders You Should Be Following

Compiling a list of thought leaders in ethics and compliance is fun, but so challenging. There are simply too many thoughtful people in this field — which is itself enormous and wide-ranging — to call out everyone worth following. So below is a small slice of the thinkers in corporate ethics and compliance that I try to follow.

October 18, 2018 Anti-fraud / Audit / Audit Committee / Board of Directors / Chief Audit Executive / Chief Compliance Officer / Compliance / Corporate Fraud / Cross Border Investigations / Damages / Due Diligence / Ethics / FCPA / Forensic Accounting / Fraud / Fraud Investigations / Fraud Pentagon / Fraud Risk Management / General Counsel / Governance / IIA / Internal Audit / Internal Controls / Interview / Investigations / Red Flag / Risk / Risk Assessment / Risk Management / Skepticism / Whistleblower / White Collar Crime

Today’s General Counsel: White Collar Crooks Share Certain Characteristics

October 17, 2018, Today’s General Counsel It’s a mistake to ignore the human element when fighting fraud within a corporation.

October 16, 2018 Anti-fraud / Audit / Audit Committee / Board of Directors / Chief Audit Executive / Chief Compliance Officer / Compliance / Corporate Fraud / Crisis Management / Cross Border Investigations / Culture / Cyber / Damages / Dodd-Frank / DOJ / Due Diligence / ERM / Ethics / FCPA / Foreign Corrupt Practices Act / Forensic Accounting / Four eyes approval / Fraud / Fraud Investigations / Fraud Pentagon / Fraud Risk Management / Fraud Triangle / GDPR / General Counsel / Global / Governance / Hotline / IIA / Internal Audit / Internal Controls / Interview / Investigations / Materiality / Money Laundering / Monitorship / Process Improvement / Red Flag / RegTech / Regulatory / Remediation / Restatement / Risk / Risk Assessment / Risk Management / Root Cause / Sarbanes-Oxley / Seaboard / SEC / Skepticism / Supreme Court / Third Party / Training / Treasury / Triage / Uncategorized / Whistleblower

Speaking and Training on Fraud, Ethics, and More…

Best in class fraud and ethics training customized for you and your organization.

October 13, 2018 Anti-fraud / Audit / Audit Committee / Board of Directors / Books and records / Chief Audit Executive / Chief Compliance Officer / Compliance / Corporate Fraud / Crisis Management / DOJ / Ethics / FCPA / Foreign Corrupt Practices Act / Fraud Investigations / Fraud Risk Management / General Counsel / Governance / IIA / Investigations / Monitorship / Process Improvement / Red Flag / Risk Assessment / Risk Management

DOJ Refines Monitorship Policies

Ultimately, a monitor should benefit the company, its employees, shareholders, and the public by effectively furthering the goal of preventing and detecting future misconduct.

October 5, 2018 ACFE / Anti-fraud / Audit Committee / Board of Directors / Chief Audit Executive / Chief Compliance Officer / Compliance / Corporate Fraud / Crisis Management / Cross Border Investigations / DOJ / Due Diligence / Ethics / FCPA / Foreign Corrupt Practices Act / Forensic Accounting / Fraud / Fraud Investigations / Fraud Risk Management / General Counsel / Governance / IIA / Internal Controls / Investigations / Money Laundering / Red Flag / Remediation / Risk / Risk Assessment / Risk Management / Root Cause / SEC / Third Party / Training / Whistleblower / White Collar Crime

Registration is Now Open – Class Size is Limited! Doing Compliance Master Class Training with Tom Fox will be held in New York City on November 12-13 (Two Days), 2018.

I am pleased to announce the next offering of my Doing Compliance Master Class. I am partnering with Baker Tilly

October 4, 2018 ACFE / Anti-fraud / Audit / Audit Committee / Board of Directors / Chief Audit Executive / Chief Compliance Officer / Compliance / Corporate Fraud / Crisis Management / Culture / Cyber / Damages / Data Integrity / Dodd-Frank / DOJ / Due Diligence / ERM / Ethics / FCPA / Forensic Accounting / Fraud / Fraud Investigations / Fraud Risk Management / Fraud Triangle / GDPR / General Counsel / Global / Governance / Hotline / IIA / Internal Audit / Internal Controls / Investigations / Materiality / Money Laundering / Red Flag / RegTech / Regulatory / Remediation / Restatement / Risk / Risk Assessment / Risk Management / Root Cause / Sarbanes-Oxley / Seaboard / SEC / Skepticism / Tax / Third Party / Triage / Whistleblower / White Collar Crime

News Release: Baker Tilly Strengthens Growing Forensic Litigation Valuation Services Practice with Addition of Industry Leader Jonathan T. Marks

Contacts: Kendra Klossner Baker Tilly Media Relations kendra.klossner@bakertilly.compress@bakertilly.com (703) 923-8627 Marks brings over 30 years of forensic accounting, investigations, governance,

October 4, 2018 Anti-fraud / Audit / Board of Directors / Chief Audit Executive / Chief Compliance Officer / Compliance / Corporate Fraud / DOJ / Ethics / FCPA / Fraud / Fraud Investigations / Fraud Risk Management / General Counsel / Global / Governance / IIA / Internal Audit / Internal Controls / Investigations / Remediation / Risk / Risk Assessment / Risk Management / Root Cause / Sarbanes-Oxley / SEC / Third Party / Triage / Whistleblower / White Collar Crime

FCPA Settlement – Petrobras Board Involved

The Department of Justice (DOJ) said in a release, “Executives at the highest levels of Petrobras — including members of its