Focus on the Bad Actors! DOJ Outlines Key Policy Revisions Re-Focusing on Individual Accountability
American Conference Institute’s 35th International Conference on the Foreign Corrupt Practices Act “Fighting white-collar crime is a top priority for
Category: Investigations
Robotic Process Automation: Using Technology for Forensic Investigations and Compliance
As My good friend Robert Mainardi says, “When presented with any new technique, approach, or methodology, there is always the
Fraud and Related Party Transactions
Related party transactions could be a “red flag“, and must be evaluated with the proper skepticism! Perceived opportunities to commit
Compliance Thought Leaders You Should Be Following
Compiling a list of thought leaders in ethics and compliance is fun, but so challenging. There are simply too many thoughtful people in this field — which is itself enormous and wide-ranging — to call out everyone worth following. So below is a small slice of the thinkers in corporate ethics and compliance that I try to follow.
Today’s General Counsel: White Collar Crooks Share Certain Characteristics
October 17, 2018, Today’s General Counsel It’s a mistake to ignore the human element when fighting fraud within a corporation.
Speaking and Training on Fraud, Ethics, and More…
Best in class fraud and ethics training customized for you and your organization.
DOJ Refines Monitorship Policies
Ultimately, a monitor should benefit the company, its employees, shareholders, and the public by effectively furthering the goal of preventing and detecting future misconduct.
Registration is Now Open – Class Size is Limited! Doing Compliance Master Class Training with Tom Fox will be held in New York City on November 12-13 (Two Days), 2018.
I am pleased to announce the next offering of my Doing Compliance Master Class. I am partnering with Baker Tilly
News Release: Baker Tilly Strengthens Growing Forensic Litigation Valuation Services Practice with Addition of Industry Leader Jonathan T. Marks
Contacts: Kendra Klossner Baker Tilly Media Relations kendra.klossner@bakertilly.compress@bakertilly.com (703) 923-8627 Marks brings over 30 years of forensic accounting, investigations, governance,
FCPA Settlement – Petrobras Board Involved
The Department of Justice (DOJ) said in a release, “Executives at the highest levels of Petrobras — including members of its
Third Party Red Flags
Knowing who you conduct business within your supply chain is a very good if not leading business practice. Many organizations
Perfect Place Syndrome and the 10-80-10 Rule to Ethics
Time and again I hear “there is no fraud here…we have great controls and an excellent culture…” If you are
2019 IIA Philadelphia Fraud Symposium – Update
The IIA Philadlephia is proud to announce the addition of Chelsea Binns, PhD, Assistant Professor at John Jay College of
IIA Philadelphia Fraud Symposium – Hold the Date! March 22, 2019, at Exelon’s Energy Hall
“Trust is a professional hazard…verify”
Whistleblowers: A Fraud Triage System
As the use of whistleblower programs continues to grow, many organizations find themselves struggling to manage burgeoning caseloads. As a