On December 6, 2018, in New York City, the Securities & Exchange Commission (“SEC”) Chair Jay Clayton delivered his speech,
As My good friend Robert Mainardi says, “When presented with any new technique, approach, or methodology, there is always the
Related party transactions could be a “red flag“, and must be evaluated with the proper skepticism! Perceived opportunities to commit
Corporate governance is the collection of systems and processes that an organization has in place to prevent or dissuade potentially self-interested persons from engaging in activities detrimental to the welfare of shareholders and stakeholders and helps to promote better overall decision making.
Best in class fraud and ethics training customized for you and your organization.
Ultimately, a monitor should benefit the company, its employees, shareholders, and the public by effectively furthering the goal of preventing and detecting future misconduct.
The treasurer of one of the largest oil companies in the United States recently learned the internal controls over the
At a minimum, as part of (emphasis added) your overall fraud risk management program, the following key processes/functions should be
July 2018 Last week I was speaking at an ethics and compliance event in Houston, where one of the other