Compliance 101: Defining a Control
July 2018 Last week I was speaking at an ethics and compliance event in Houston, where one of the other
Category: Risk Assessment
It’s a Hit! Third Party Due Diligence
Why do due diligence? The “knowing” standard of the US Foreign Corrupt Practices Act (FCPA) makes a company equally liable
Advice to the Board – Knowing the Business is Critical to Effective Risk Oversight
For those of you that know me or have been a student of mine know that I constantly rant about
13 Step FCPA Compliance Action Plan
January 11, 2011 Note: The draft guidance is not prescriptive and does not detail specific anti-bribery measures, but instead adopts
Board of Directors Guide to FCPA Compliance
Several years ago, Tom Fox was kind enough to post the “FCPA Compliance Overview and Action Plan” that I cobbled together
Doing Compliance Master Training Miami, February 12 and 13, 2018
Tom Fox is partnering with Marcum LLP to put on a two-day Doing Compliance Master Class, which will be unlike
The Risk Assessment – A Recipe for Greater Success!
In addition to establishing an ethical environment, board members and management must also take the lead in implementing and maintaining a formal fraud risk management program. One key element of such a program is a fraud risk assessment.
