On December 6, 2018, in New York City, the Securities & Exchange Commission (“SEC”) Chair Jay Clayton delivered his speech,
Related party transactions could be a “red flag“, and must be evaluated with the proper skepticism! Perceived opportunities to commit
Corporate governance is the collection of systems and processes that an organization has in place to prevent or dissuade potentially self-interested persons from engaging in activities detrimental to the welfare of shareholders and stakeholders and helps to promote better overall decision making.
Compiling a list of thought leaders in ethics and compliance is fun, but so challenging. There are simply too many thoughtful people in this field — which is itself enormous and wide-ranging — to call out everyone worth following. So below is a small slice of the thinkers in corporate ethics and compliance that I try to follow.
Best in class fraud and ethics training customized for you and your organization.
At a minimum, as part of (emphasis added) your overall fraud risk management program, the following key processes/functions should be
I am pleased to announce the next offering of my Doing Compliance Master Class. I am partnering with Baker Tilly
Contacts: Kendra Klossner Baker Tilly Media Relations firstname.lastname@example.org@bakertilly.com (703) 923-8627 Marks brings over 30 years of forensic accounting, investigations, governance,
The Department of Justice (DOJ) said in a release, “Executives at the highest levels of Petrobras — including members of its
According to the SEC’s order, United Technologies, a Delaware corporation that was founded in 1934 and is headquartered in Farmington,
As the use of whistleblower programs continues to grow, many organizations find themselves struggling to manage burgeoning caseloads. As a
Panasonic Avionics, a subsidiary of Panasonic, based in Lake Forest, California, designs and distributes in-flight entertainment systems and global communications
Beam Inc., n/k/a Beam Suntory Inc. is a corporation organized under the laws of the state of Delaware and headquartered
July 2018 Last week I was speaking at an ethics and compliance event in Houston, where one of the other
Love it or hate it, from what I have experienced and read, whistleblowers and their “tips” are one of the