Baker Tilly’s 2019 Governance and Compliance Roundtable Series
January 23, 2019 @ 7:30 am - 11:00 amFree
Organizations are under increasing scrutiny and unfortunately some have or are dealing with ethical lapses or worse, allegations of fraud. In addition, Fiscal Year 2018 was a record-breaking year for the U.S. Securities and Exchange Commission’s whistleblower program, as more and more individuals have been coming forward with allegations of impropriety.
Given these trends, companies should be reviewing their protocols regarding how to conduct investigations in a manner that is defensible. Thus, It is critical organizations to have processes in place to triage an allegation, investigate, remediate, and then evaluate and enhance their governance, risk management, compliance, and internal audit programs. Failure to conduct an appropriate investigation may lead to significant exposure and disruption to the organization.
In light of the above, on January 23, 2019, Baker Tilly will hosting a 90 minute panel discussion. The panel is planning to focus this discussion on current issues in compliance, board governance, corporate investigations, risk management, and related subjects. We are finalizing our panel, but can assure you they all will have proven track records of leading important investigations and compliance initiatives.
Matt Kelly from Radical Compliance will be the moderator. Radical Compliance is the personal blog of Matt Kelly, long-time writer and observer of the corporate compliance. Prior to launching Radical Compliance, Matt Kelly was a writer, editor, and publisher at Compliance Week from 2003 through 2015.
If you are interested in attending, please complete the form below. You will be contacted soon. Space is limited.