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Jonathan T. Marks CPA, CFF, CFE and NACD Board Fellow

Board Advisor – Fraud, Ethics, Governance, Risk Management, Compliance, Internal Audit, Investigation, & Anti-Corruption (FCPA) Strategist

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December 26, 2017 Jonathan T. Marks, CPA, CFF, CFE Leave a comment

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SEC Press Releases

SEC Proposes Amendments to Exemptive Applications Procedures
SEC and Morehouse College Announce Atlanta Event for Minority Entrepreneurs
SEC Issues Statement on Market Structure Innovation for Thinly Traded Securities
SEC Charges 18 Traders in $31 Million Stock Manipulation Scheme
SEC Promotes Teacher Investment Outreach
Supervisor Charged for Role in Brokerage Firm’s Improper Handling of ADRs
Robert Burson, Associate Regional Director of Chicago Office, to Retire From the SEC After 29 Years of Service
SEC Halts Alleged $1.7 Billion Unregistered Digital Token Offering
SEC Appoints Rebekah Goshorn Jurata to PCAOB; Announces Commissioner Hester Peirce to Lead Commission’s Coordination Efforts With PCAOB
PCAOB Board Member Kathleen Hamm to Complete Term

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