Root Cause and Critical Thinking…
“If you don’t ask the right questions, you don’t get the right answers. A question asked in the right way
Chief Compliance Officer v. General Counsel – Should They Be Separate?
Copyright 2018 – Jonathan T. Marks Lack of separation of the CHIEF COMPLIANCE OFFICER (CCO) and the GENERAL COUNSEL (GC)
Audit Committees, Internal Audit, and Fraud Risk
Audit committees (AC) are charged with overseeing financial reporting and audit processes in U.S. public companies. Scandals in the pre-Sarbanes-Oxley
DOJ Limits Use of Guidance Documents in Affirmative Civil Enforcement Actions
On January 25, 2018, the Associate Attorney General directed the Department of Justice (DOJ) not to rely on agency guidance
U.S. Looks Toward Gatekeeper’s Role on Whistleblower Claims
Source: WSJ The Justice Department urged its lawyers to weed out merit less cases from the hundreds of suits brought
When to Use the CEO as Crisis Spokesman
https://www.wsj.com/articles/when-to-use-the-ceo-as-crisis-spokesman-1516965013 Knowing whether to deploy the chief executive as its public face during a crisis is a tricky question for
